The Securities and Exchange Commission requires all broker/dealers to make publicly available quarterly reports that disclose the venues to which they route non-directed orders* in certain securities. The material aspects of any payment for order flow or profit-sharing arrangements must also be disclosed.
The report is divided in three sections covering securities listed on the NASDAQ Stock Exchange, the New York Stock Exchange, and the American Stock Exchange. Neonet orders are routed to and executed in multiple venues. The data below shows the percentages of shares/contracts executed at each venue. This data does not include directed orders*.
If you have any questions about these statistics, please call +1 201 526 8600.
Q3 2011 (July - September) “Final report , no longer execute as NNET”
Q2 2011 (April-June)
Q1 2011 (Jan-Mar)
Q1 2008 (Jan - Mar) Q4 2007 (Oct - Dec) Q3 2007 (Jul - Sep) Q2 2007 (Apr - Jun) Q1 2007 (Jan - Mar) Q4 2006 (Oct-Dec) Q3 2006 (Jul-Sep) Q2 2006 (Apr-Jun) Q1 2006 (Jan-Mar) Archive - Order routing reports
2005 2004 Privacy policyPolicy Customer identification program
Program Order Routing and Payment for Order Flow DisclosureDisclosure Finra Public DisclosureDisclosure Neonet Policy Statement Regarding Compliance with Reg NMS
REG NMS
* Refers to Neonet Securities, Inc., a member of
FINRA and
SIPC